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A resolution recognizing that for 50 years, the Association of South East Asian Nations (ASEAN) and its ten members, Brunei, Cambodia, Indonesia, Laos, Malaysia, Myanmar, the Philippines, Singapore, Thailand, and Vietnam, have worked with the United States toward stability, prosperity, and peace in Southeast Asia, and expressing the sense of the Senate that the United States will continue to remain a strong, reliable, and active partner in the ASEAN region.
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III
116TH CONGRESS
2D SESSION
S. RES. 406
Recognizing that for 50 years, the Association of South East Asian Nations
(ASEAN) and its ten members, Brunei, Cambodia, Indonesia, Laos,
Malaysia, Myanmar, the Philippines, Singapore, Thailand, and Vietnam,
have worked with the United States toward stability, prosperity, and
peace in Southeast Asia, and expressing the sense of the Senate that
the United States will continue to remain a strong, reliable, and active
partner in the ASEAN region.
IN THE SENATE OF THE UNITED STATES
NOVEMBER 5, 2019
Mr. MENENDEZ (for himself, Mr. RISCH, Mr. MARKEY, Mr. GARDNER, and
Mr. MERKLEY) submitted the following resolution; which was referred to
the Committee on Foreign Relations
JUNE 3, 2020
Reported by Mr. RISCH, with an amendment and an amendment to the
preamble
JANUARY 1, 2021
Considered, amended, and agreed to with an amended preamble
RESOLUTION
Recognizing that for 50 years, the Association of South
East Asian Nations (ASEAN) and its ten members,
Brunei, Cambodia, Indonesia, Laos, Malaysia, Myanmar,
the Philippines, Singapore, Thailand, and Vietnam, have
worked with the United States toward stability, pros-
perity, and peace in Southeast Asia, and expressing the
sense of the Senate that the United States will continue
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SRES 406 ATS
to remain a strong, reliable, and active partner in the
ASEAN region.
Whereas the 10 members of the Association of South East
Asian Nations (ASEAN) represent a variety of different
cultures and beliefs;
Whereas an estimated 7,000,000 United States citizens iden-
tify with an ethnicity represented in ASEAN;
Whereas the United States and ASEAN have been cooper-
ating to advance our mutual interests for 40 years, hav-
ing first established dialogue relations on September 10,
1977, through the 1977 Joint Communique of the First
ASEAN-United States Dialogue and the United States’
accession to the Treaty of Amity and Cooperation in
Southeast Asia (TAC) at the ASEAN Post Ministerial
Conference Session in Thailand on July 22, 2009;
Whereas the United States was the first non-ASEAN country
to appoint an ambassador to ASEAN on April 29, 2008,
and the first non-member to establish a permanent mis-
sion to ASEAN in 2010;
Whereas cooperation between the United States Government
and the governments and people of the ASEAN nations
can help realize our common goals of a free, open, peace-
ful, and prosperous Indo-Pacific rooted in a rule-based
order that promotes security, opportunity, and dignity to
all peoples;
Whereas the member states of ASEAN are all vibrant econo-
mies that have given rise to a flourishing middle class
and collectively are predicted to become the world’s
fourth-largest economy by 2050;
Whereas, in 2019, ASEAN’s 10 members represented the
sixth largest economy in the world and constitute the
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United States fourth-largest export market, with total
United States exports to ASEAN countries reaching
$116,200,000,000;
Whereas ASEAN is the number one destination for United
States
investment
in
the
Indo-Pacific,
with
$329,000,000,000 in cumulative foreign direct invest-
ment;
Whereas ASEAN nations surround critical global sea lanes,
with $5,300,000,000,000 of global trade and more than
half of the world’s total shipped tonnage transiting
through ASEAN waters each year;
Whereas the ultimate goal of the ASEAN Economic Commu-
nity (AEC) is to create one of the world’s largest single
market economies and facilitate the free movement of
goods, services, and professionals;
Whereas the United States-ASEAN Single Window custom
facilitation system expedites intra-ASEAN trade and en-
hances the ability of United States businesses to operate
in the region;
Whereas the United States-ASEAN Business Alliance for
Competitive
Small
and
Medium-Sized
Enterprises
(SMEs) has trained more than 4,600 small-to-medium
size enterprises, with nearly half of the participants being
women entrepreneurs;
Whereas the Lower Mekong Initiative, established on July
23, 2009, promotes sustainable long-term economic devel-
opment throughout mainland Southeast Asia and fosters
regional cooperation, integration, and capacity building;
Whereas the newly announced Japan-United States Mekong
Power Partnership aims to ‘‘promote a more sustainable
energy sector and quality energy infrastructure develop-
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ment’’ and demonstrates the shared commitment of the
United States and other Indo-Pacific nations to strength-
en ties with Mekong countries;
Whereas, in 2018 and 2019, the United States announced
several additional initiatives to enhance cooperation with
ASEAN, including the United States-ASEAN Smart Cit-
ies Partnership, the ASEAN Policy Implementation
Project, and the United States-ASEAN Innovation Cir-
cle;
Whereas the United States is cooperating with ASEAN mem-
ber states and providing emergency health assistance to
enhance their resilience in the face of the COVID–19
pandemic, including through the recently announced
United States-ASEAN Health Futures program that
builds on the over $3,500,000,000 the United States has
invested in global health collaboration with ASEAN na-
tions over the last 20 years;
Whereas the United States remains committed to working
with ASEAN to improve the promotion and protection of
human rights and fundamental dignity of the people of
ASEAN countries, a key ingredient to maintaining sta-
bility, promoting economic growth, and advancing good
governance;
Whereas the United States opposes all actions and claims
that infringe upon the freedom and lawful use of the sea,
and has a national interest in ensuring freedom of navi-
gation and overflight, open access to the Indo-Pacific re-
gion’s maritime commons, and respect for international
law in the South China Sea;
Whereas the United States is deeply concerned about recent
assertive and unsafe behavior by the People’s Republic of
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SRES 406 ATS
China in the South China Sea, and urges all claimants
with competing territorial claims to seek peaceful resolu-
tion of disputes through collaborative diplomacy and, as
necessary, international arbitration mechanisms con-
sistent with international law;
Whereas the United States supports the Philippines’ decision
to use arbitration under the United Nations Convention
on the Law of the Sea (UNCLOS), done at Montego Bay
December 10, 1982, to peacefully and lawfully address
competing claims;
Whereas the United States supports development of a Code
of Conduct (COC) that represents the interests of all par-
ties and promotes peace and stability in the region, op-
poses efforts by any nation to use a COC as a vehicle to
limit presence in or lawful use of the South China Sea,
encourages claimants not to undertake new or unilateral
attempts to change the status quo since the signing of
the 2002 Declaration of Conduct, including reclamation
activities or administrative measures or controls in dis-
puted areas in the South China Sea, and encourages
ASEAN countries to adopt a unified position in negoti-
ating the COC;
Whereas the ASEAN-United States Maritime Exercise
(AUXM), which ran from September 2–6, 2019, and fea-
tured over 1,000 sailors from all 11 countries, built
greater maritime security on the strength of ASEAN,
strengthened navy-to-navy bonds, and exemplified our
shared belief in a free and open Indo-Pacific; and
Whereas natural disasters in the ASEAN region over the
past four decades have resulted in major loss and dam-
age, with a disproportionate impact on developing coun-
tries, and the United States will pursue initiatives that
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are consistent with sustainable long-term economic devel-
opment, including the achievement of food security and
poverty alleviation; improvement of conservation and sus-
tainable management of forests, fish stocks, and oceanic
resources; resilience to extreme weather events that are
increasing in frequency and severity; and provision of
sustainable livelihoods for local communities throughout
the ASEAN region: Now, therefore, be it
Resolved, That the Senate—
1
(1) supports and affirms the full implementa-
2
tion of the Asia Reassurance Initiative Act (Public
3
Law 115–409) with regard to elevating the United
4
States relationship with ASEAN;
5
(2) stands with the nations of ASEAN as they
6
respond to COVID–19 and supports greater co-
7
operation in building capacity to prepare for and re-
8
spond to pandemics and other public health chal-
9
lenges;
10
(3) expresses support for rescheduling the
11
United States-ASEAN Special Summit at an appro-
12
priate time, and supports high-level United States
13
participation in the annual ASEAN summit held
14
each November;
15
(4) reaffirms the importance of United States-
16
ASEAN economic engagement, including the elimi-
17
nation of barriers to cross-border commerce, and
18
supports the ASEAN Economic Community’s (AEC)
19
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goals, including strong, inclusive, and sustainable
1
long-term economic growth and cooperation with the
2
United States that focuses on innovation and capac-
3
ity-building efforts in technology, education, disaster
4
management, food security, human rights, and trade
5
facilitation, particularly for ASEAN’s poorest coun-
6
tries;
7
(5) urges ASEAN to continue its efforts to fos-
8
ter greater integration and unity within the ASEAN
9
community, as well as to foster greater integration
10
and unity with non-ASEAN economic, political, and
11
security partners, including Japan, the Republic of
12
Korea, Australia, the European Union, Taiwan, and
13
India;
14
(6) recognizes the value of strategic economic
15
initiatives like United States-ASEAN Connect,
16
which demonstrates a commitment to ASEAN and
17
the AEC and builds upon economic relationships in
18
the region;
19
(7) supports ASEAN nations in addressing
20
maritime and territorial disputes in a constructive
21
manner and in pursuing claims through peaceful,
22
diplomatic, and, as necessary, legitimate regional
23
and international arbitration mechanisms, consistent
24
with international law, including through the adop-
25
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tion of a code of conduct in the South China Sea
1
that represents the interests of all parties and pro-
2
motes peace and stability in the region;
3
(8) urges all parties involved in the maritime
4
and territorial disputes in the Indo-Pacific region,
5
including the Government of the People’s Republic
6
of China—
7
(A) to cease any current activities, and
8
avoid undertaking any actions in the future,
9
that undermine stability, or complicate or esca-
10
late disputes through the use of coercion, in-
11
timidation, or military force;
12
(B) to demilitarize islands, reefs, shoals,
13
and other features, and refrain from new ef-
14
forts to militarize, including the construction of
15
new garrisons and facilities and the relocation
16
of additional military personnel, material, or
17
equipment;
18
(C) to oppose actions by any country that
19
prevent other countries from exercising their
20
sovereign rights to the resources in their exclu-
21
sive economic zones (EEZ) and continental
22
shelves by enforcing claims to those areas in the
23
South China Sea that lack support in inter-
24
national law; and
25
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(D) to oppose unilateral declarations of ad-
1
ministrative and military districts in contested
2
areas in the South China Sea;
3
(9) urges parties to refrain from unilateral ac-
4
tions that cause permanent physical damage to the
5
marine environment, and supports the efforts of the
6
National Oceanic and Atmospheric Administration
7
and ASEAN to implement guidelines to address the
8
illegal, unreported, and unregulated fishing in the
9
region;
10
(10) supports efforts by United States partners
11
and allies in ASEAN—
12
(A) to enhance maritime capability and
13
maritime domain awareness;
14
(B) to protect unhindered access to and
15
use of international waterways in the Indo-Pa-
16
cific region that are critical to ensuring the se-
17
curity and free flow of commerce;
18
(C) to counter piracy;
19
(D) to disrupt illicit maritime trafficking
20
activities such as the trafficking of persons,
21
goods, and drugs; and
22
(E) to enhance the maritime capabilities of
23
countries or regional organizations to respond
24
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to emerging threats to maritime security in the
1
Indo-Pacific region;
2
(11) urges ASEAN member states to develop a
3
common approach to reaffirm the decision of the
4
Permanent Court of Arbitration’s 2016 ruling in
5
favor of the Republic of the Philippines in the case
6
against the People’s Republic of China’s excessive
7
maritime claims;
8
(12) reaffirms the commitment of the United
9
States to continue joint efforts with ASEAN to halt
10
human smuggling and trafficking in persons, and
11
urges ASEAN to create and strengthen regional
12
mechanisms to provide assistance and support to
13
refugees and migrants;
14
(13) supports the Lower Mekong Initiative,
15
which has led to significant progress in promoting
16
sustainable long-term economic development in
17
mainland Southeast Asia and fostering integrated
18
sub-regional cooperation and capacity building;
19
(14) urges ASEAN to build capacity for the
20
promotion and protection of human rights by
21
ASEAN member states, and the implementation of
22
related priorities, programs, and activities;
23
(15) urges ASEAN governments to engage di-
24
rectly with lead
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